Main responsibilities:
- Contribute the construction of an adequate audit plan, with the Region, Platforms, and the Functions.
- Participate to internal audits in North Asia Region following a risk-based approach (e.g., trading desk, assets audits, unusual events / fraud investigations and ad-hoc review) and in other Regions when required.
- Perform walkthroughs of key processes to validate process documentation and assess risks around internal controls, with limited supervision.
- Identify areas for improvement and gain auditees’ agreement on root cause of issues and appropriate corrective actions while maintaining positive relationships.
- Under limited supervision, act in an advisory role, including monitoring management's progress on remediation activities.
- In some occasions, lead limited reviews and unusual events investigation on his/her own, i.e. plan the project accordingly, interview and perform work with limited supervision and draft report and conclusions on a timely basis.
- Participate in Continuous Audits & Control Initiatives, i.e., being able to identify risks that can be mitigated by IT automated controls and to implement them in coordination with Regional / Global IA IT audit teams, follow-up on exceptions raised etc....
- Contribute to IA department’s improvement initiatives.
